About Us
Mark C. Riley
Susan E. C. Riley
Susan E. C. Riley
After 35 years in banking with positions that included Director, President, & CEO, Mr. Riley has provided bank consulting as well as forensic research and Expert Witness work including depositions and testimony.
Susan E. C. Riley
Susan E. C. Riley
Susan E. C. Riley
Ms. Riley's experience includes Bank Operations, Enterprise-wide IT and Compliance (BSA/AML, etc.), Human Resources, Security, Mobile Banking and other new bank technology, training and management.
Qualifications and Experience:
Mark C. Riley
Skills
- Creating effective bank Boards of Directors and Management teams
- Understanding the critical relationships between banks and state regulatory agencies
- Implementing policies and procedures that are consistent with regulatory expectations and best banking practices
- Extensive knowledge of all phases of lending including loan approval, administration, reporting and collections
Expert Witness and Similar Legal Work
- Provided research, Expert Witness report, depositions and testimony in FDIC bank failure and non-FDIC related suits
- Detected and led oversight of three cases involving criminal actions by bank customers
- Oversaw case development involving employee bribery case.
Susan E. C. Riley
Susan E. C. Riley has provided Expert Witness research and consultation in client v. bank and bank v. client related suits.
Background: Experienced Senior Officer whose background includes the total responsibility for creating and managing the enterprise-wide systems of two denovo banks. Relevant experience also includes creating and managing the Human Resources Department, Compliance, IT and IT Security, BSA/AML, ACH, Vendor Management, Retail Bank Management, Remote Deposit Capture and Mobile Banking.
Senior Positions Held Within Separate Banks
- Senior Vice- President, Enterprise-wide Operations/IT, BSA Officer, Retail Banking Head
- Vice-President, Operations, IT, BSA Officer, Human Resources Head
Skills
- Project Planning and Management, Coordination of the myriad processes to create the effective and efficient operation of departments
- Created Bank-specific Policies and Procedures for Compliance (Enterprise-wide)
- In-depth Hands-on Knowledge and Management of all facets of Retail, Commercial and Mortgage Operations, IT and Human Resources
- Systems Analysis/Conversions – Planning and Management
- Highly Successful Team Leadership to achieve the goals while enjoying the work
- Excellent Assessment from multiple Regulator exams
Expert Witness Work
Provided research and analysis in Client v. Bank suits that focused on:
- Branch Operations and Bank Secrecy Act policies and procedures
- Bank Operations and Wire transfers
- New Account Fraud
- Trust Account Fraud
- Bank’s negligence in handling of foreign checks, clearing and subsequent wires
- HOA financial responsibilities vis-à-vis Bank responsibilities